Ethics and Compliance Essay

Submitted By jrsimpson2009

Words: 498

Pages: 2

Open Document

Ethics and Compliance
Financial markets are any type of financial transaction that you can think of that helps businesses grow and investors make money. Some experts refer to the financial market as the stock market in which they are referring to stocks, bonds, and commodities. Stocks are shares of ownership of a public corporation that are sold to investors to allow the companies to raise a lot of cash at once. Mutual funds give you the ability to buy a lot of stocks at once. By reducing the stock market volatility can have a calming effect on the U.S. economy. There are different types of bonds, which include treasury bonds, corporate bonds, and municipal bonds. Bonds provide some of the liquidity that keeps the U.S. economy functioning smoothly. Oil is the most important commodity in the U.S. economy. Gold is also another important commodity. Investors buy stock with the hope that it will pay its dividends or earnings. The investors also hope the price of the stock will increase in value. Investors buy and sell shares in the stock market that is referred to as secondary market. If the company is not doing well then people will want to sell the stock and the traded prices goes down. It the company is doing well then more people will want the stock and the price goes up. Companies and government also sell bonds to raise money for there organization.

Amazon has to follow the code of conduct and ethics with the financial environment of the company. Amazon follows the ethics related to understanding of the financial statements and assessing and implementing policies to reduce the risk. Employees at Amazon will also have to comply with the SEC regulations. The employees at Amazon will have to act ethically and lawfully in the interest of the company. The employees with Amazon must follow applicable rules and regulation and laws at all times. Amazon has formed and maintained guidelines for employees who need to report violations

Ethics and Compliance Essay

Ethics and Compliance FIN/370 December 4, 2012 Professor Ethics and Compliance Beverage companies operate in highly competitive markets. Coca Cola currently has a larger share of carbonated soft drinks and PepsiCo. has a larger of liquid refreshments beverage consumption. Determining, who is better can be a difficult task. Both companies have to conduct themselves in compliance within ethical and legal parameters. A company’s code of conduct can influence public preference. Pepsi…

Words 1125 - Pages 5

Ethics, Compliance Auditing, and Emerging Issues Essay

Ethics, Compliance Auditing, and Emerging Issues INTERNAL MEMO TO: John Doe CEO FROM: Glen Leonard RE: Ethics Program / Training /Compliance Auditing ------------------------------------------------- DATE: February 22, 2016 This memo serves as notice that we will soon initiate efforts to develop and implement an ethics program as well as the appropriate training and an effective way to monitor those plans. As you are aware, consumers and partners want…

Words 1675 - Pages 7

Essay Ethics and Compliance - Hewlett Packard

Ethics and Compliance - Hewlett Packard Introduction How a company conducts business is important. The U.S. Security and Exchange commission has established guidelines for publicly traded companies so investors and creditors have easy access to the information they need to evaluate the risk to invest or extend credit to a company (Kimmel, Weygandt, & Kieso, 2007). In this paper Hewlett Packard’s ethics policy, U.S. Security and Exchange compliance, financial ratios reported in their…

Words 1693 - Pages 7

Ethics Program and Monitoring System v1 Essay

head: Code of Ethics and Code of Business Conduct Code of Ethics and Code of Business Conduct Grand Canyon University Business Ethics BUS-604 December 23, 2009 Abstract Phatax Incorporated is a leading manufacturer and distributor of diagnostic medical equipment. We are known for bringing quality products and quality service to our customers. In light of recent scandals such as the collapse of Arthur Andersen, Enron and WorldCom we are very interested in developing and Ethics Program. Many…

Words 2624 - Pages 11

ABC Associates Ethics Policy Essay

ABC Associates Ethics Policy ABC Associates is an industry leading developer of software for the financial services industry. Our clients deploy mission critical online banking and payment solutions developed by ABC. We strive to compete, be profitable, and be the company of choice that banks can rely on for software and services. ABC is also committed to the highest ethical standards to ensure our clients a high degree of compliance with regulatory, risk control and quality security measures.…

Words 1320 - Pages 6

Aluminium and Charles Martin Hall Essay

the company values (Lawrence & Weber, 2011, pg. 119). The Alcoa Company also had a global ethics and compliance, and health and safety programs with the essential elements detailed in the U.S. Federal Sentencing Guideline and Sarbanes – Oxley Act. Alcoa had an ethics and compliance officer who presented to the CEO of Alcoa and the board of directors the global code of conduct and the ongoing ethics and compliance training for every employee, making sure that all the employees understands the company…

Words 564 - Pages 3

Alcoa's Case Essay

Which ethical criterion, as shown in figure 5.1., was used by the company: egoism (self-centered), benevolence (concern for others) or principles (integrity approach)? Or, using Professor Paine’s two distinct ethics approaches, as discussed in this chapter, was Alcoa’s approach more compliance or integrity? Alcoa since its inception had a very strong values and the people itself enforce these values, all the employees knew clearly that all the decisions should be done according to the Alcoa’s Core…

Words 902 - Pages 4

Ethics Program Essay

Minimum Requirements for an ethics program. In an effective ethics program, the following parts are indispensable: a code of conduct, an ethics officer, the appropriate delegation of authority, an effective ethics training program, a system for monitoring and supporting ethical compliance and continual efforts to improve the ethics program. Codes of conduct are the firs step toward a comprehensive and strong ethics program. The benefits of establishing and having employees adhere to the…

Words 560 - Pages 3

Case Study Essay

Values in Practice Alcoa is a company that has been known to demonstrate strong values and also produce an ethical work climate for their employees. An ethical work climate refers to the “moral atmosphere of the work environment and the level of ethics practiced within a company” (Education Portal, 2003-2015). As a company, Alcoa felt that all employees should be able to partake in certain values that will be long lasting such as integrity, excellence, accountability, environment, customer, health…

Words 682 - Pages 3

Ethics Program And Information

Ethics Program and Information Judy J Beasley Kaplan University AC504-01 Professor Sandra Gates Introduction In a business, an ethics program can refer to a process, and a set of the guidelines for living up to the company’s values of how to do the business tasks. This program is likely to offer an explanation of the values that the company holds and the steps to take if an employee has a question about whether they are being met or how to meet them in a particular situation. Therefore, in a…

Words 937 - Pages 4